Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Portland | ME | 10/2015 | 11/2024 |
| Prudential Insurance Company Of America | Portland | ME | 02/2016 | Present |
| Lpl Enterprise, Llc | Saco | ME | 11/2024 | Present |
1. 11/14/2024 - FGS Financial, LLC - Business Entity For Tax/Investment Purposes Only - Saco, ME - NOT INV REL - Start Date 03/31/2023 - 4hrs/mth 2. 11/14/2024 - Saco River Financial - DBA for LPL Business (entity for LPL business) - Saco, ME - INV REL - Start Date 08/21/2023 - 10hrs/mth 3. 04/16/2026-Maine Evolution-President-Non-Profit Board Member-Not inv related-At Gorham, ME-Start date 04/13/2026-20hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-22 |
Reach out to this advisor