Edward Patrick Foley

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2024
  Pruco Securities, Llc.
  Portland, ME
• 02/2016 → Present
  Prudential Insurance Company Of America
  Portland, ME
• 11/2024 → Present
  Lpl Enterprise, Llc
  Saco, ME

Previous Registrations

• 2017-03-16 → 2024-11-14
  Pruco Securities, Llc.
  South Portland, ME
  Portland, ME
  Portland, ME
  Saco, ME

Other Businesses

1. 11/14/2024 - FGS Financial, LLC - Business Entity For Tax/Investment Purposes Only - Saco, ME - NOT INV REL - Start Date 03/31/2023 - 4hrs/mth 2. 11/14/2024 - Saco River Financial - DBA for LPL Business (entity for LPL business) - Saco, ME - INV REL - Start Date 08/21/2023 - 10hrs/mth 3. 04/16/2026-Maine Evolution-President-Non-Profit Board Member-Not inv related-At Gorham, ME-Start date 04/13/2026-20hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-09
• S63 Uniform Securities Agent State Law Examination
  2016-01-22

Designations

• Chartered Financial Consultant

Other Names

• Edward Patrick Foley
• Edward Patrick Foley
• Ed Foley