Karl Jay Knuths

Current Employers

Employment History

• 06/2016 → 07/2018
  Thrivent Investment Management Inc
  Hastings, MN
• 09/2016 → 11/2016
  Thrivent Financial
  Appleton, WI
• 11/2016 → 07/2018
  Thrivent Financial
  Appleton, WI
• 07/2018 → 05/2021
  Td Ameritrade, Inc.
  Eau Claire, WI
• 06/2021 → Present
  Focus Financial Network
  Minneapolis, MN
• 06/2021 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN
• 06/2021 → Present
  Focus Financial Network
  Minneapolis, MN

Previous Registrations

• 2018-08-01 → 2021-06-03
  Td Ameritrade, Inc.
  Eau Claire, WI
  Rochester, MN
  Edina, MN
• 2018-08-01 → 2021-06-03
  Td Ameritrade Investment Management, Llc
  Eau Claire, WI
  Rochester, MN
  Edina, MN
• 2016-08-31 → 2018-07-13
  Thrivent Investment Management Inc.
  Hastings, MN
  Minneapolis, MN

Other Businesses

1) ROWAN, LLC.; Investment Related:No; Address of Outside Business:Rowan, Iowa; Nature of Outside Business:Agriculture; Position:Owner; Start Date:1/1/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I have no duties as my uncle runs the LLC. It is a family owned farm that all of us granchildren own and rent out o a farmer in Iowa. 2) FOCUS FINANCIAL NETWORK, INC POSITION: Registered Assistant NATURE: RIA - Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/07/2021 ADDRESS: 43 Main St. SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Asset movement for clients Investment Reviews with existing clients Rebalancing of portfolios, placing trades 3) ROWAN, LLC POSITION: Owner NATURE: LLC That owns our family farm. The ownership is split between 6 people with my Uncle running the business. He lives in South Dakota, I perform no duties for this business. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2001 ADDRESS: Box 531, Madison SD 57042, United States DESCRIPTION: I do not perform any duties for this business.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-30

Other Names

• Karl Knuths