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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-18 |
| IL | RA | APPROVED | 2021-09-27 |
Branch Locations
Plainfield, IL • United States
150 S Woodland St, Winter Garden, FL 34787 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Shorewood | IL | 08/2016 | 10/2016 |
| Evans & Woulfe Accounting | Carol Stream | IL | 11/2016 | 09/2017 |
| Cetera Financial Specialists, Llc | Schaumburg | IL | 11/2017 | 06/2019 |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 11/2017 | 06/2019 |
| Good Financial, Inc | Lansing | IL | 09/2017 | 05/2021 |
| Podgorski & Daluga | Lansing | IL | 09/2017 | 05/2021 |
| American United Life | Plainfield | IL | 05/2021 | 09/2021 |
| Oneamerica Securities | Plainfield | IL | 05/2021 | 09/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2021 | Present |
| Demido, Inc. Dba Sport Clip | Plainfield | IL | 04/2020 | 12/2023 |
1)GOOD FINANCIAL, INC; WINTER GARDEN, FL; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL SERVICES; OWNER; SINCE 10/2021; 80 HRS/MO 2)GOOD INSURANCE, INC; WINTER GARDEN, FL; INVESTMENT RELATED; DBA FOR INSURANCE SERVICES OFFERED THROUGH AFFILIATION WITH CFS; OWNER; SINCE 10/2021; 20 HRS/MO 3)GOOD TAX SOLUTIONS, INC DBA BYRD ACCOUNTING; WINTER GARDEN, FL; NON INVESTMENT RELATED; TAX PREPARATION; ACCOUNTANT; EA; LIMITED POA TO REPRESENT TAX CLIENTS TO THE IRS; SINCE 10/2021; 100 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-28 |
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