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Daniel Felton Smith

Piedmont Capital Management, LLC

Greenboro, NC

CRD 6577973

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Employer firm

Piedmont Capital Management, LLC CRD 155682

$496M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Piedmont Capital Management, Llc

800 Green Valley Rd., Ste 203, Greenboro, NC 27408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-27
NC RA APPROVED 2015-11-02
  • TX RA
    APPROVED
    Since 2021-08-27
  • NC RA
    APPROVED
    Since 2015-11-02

Branch Locations

800 Green Valley Rd., Ste 203, Greenboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piedmont Capital Managment Greensboro NC 12/2014 Present
  • 12/2014 → Present
    Piedmont Capital Managment
    Greensboro, NC
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.

Nearby Investors

JOHN MEREDITH SIMMS
ORVILLE JOHN IGHARAS
Mary JOSEPHINE Otterberg

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GREENSBORO, NC
LPL FINANCIAL LLC · GREENSBORO, NC
OPPENHEIMER & CO. INC. · GREENSBORO, NC

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