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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-04
  • FL RA
    APPROVED
    Since 2016-04-04

Branch Locations

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Miami FL 09/2015 Present
Hsbc Securities Usa Inc Miami FL 11/2015 Present
  • 09/2015 → Present
    Hsbc Bank
    Miami, FL
  • 11/2015 → Present
    Hsbc Securities Usa Inc
    Miami, FL
Other Businesses

Baramia LLC is an LLC created to hold one single real estate property in Miami. I'm a manager of the LLC, but will have no duties with the company. The LLC was formed in 05/26/23 in order to hold a single real estate property owned by my parents in Miami, FL. I will not have any access to bank accounts and will not be operating on behalf of the company. All duties and accounts will be managed by my parents. Bank accounts are not opened yet, but may be opened with HSBC. The business is not investment-related and has an address at 315 IVY LANE, WESTON, FL 33326. The nature of the business is an LLC formed to hold a single piece of real estate property for family planning. My position will be as manager but I will not have any active duties in the company, the start date of the relationship is when the LLC was formed, I will not devote any relevant amount of time to this in my role as manager as all management duties will be performed by my parents. My role is a manager in the LLC is solely for family planning purposes and I will not be active on the management of this property, which will serve as a summer vacation home for my parents (does not generate income through rentals).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
  • S66 Uniform Combined State Law Examination
    2016-03-31
Other Names
  • Andre De Mello Baracat

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