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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 03/2016 | 08/2022 |
| Morgan Stanley Services Group Inc. | South Jordan | UT | 03/2017 | 08/2022 |
| Svb Investment Services Inc. | Cottonwood Heights | UT | 08/2022 | 07/2023 |
| Silicon Valley Bank | Cottonwood Heights | UT | 08/2022 | 07/2023 |
| Morgan Stanley | Herriman | UT | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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