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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-21 |
| IA | RA | APPROVED | 2016-12-16 |
Branch Locations
110 S 6Th St, Sac City, IA 50583-0044 • United States
Lake View, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sheldon | IA | 10/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Sac City | IA | 03/2020 | Present |
Board of Directors; Lake View Foundation; Board Member; PO BOX 711, 202 Main Street, Lake View, IA, 51450; Not Investment-Related; 03/21/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-20 |
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