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Alexander William Schwarck

Osaic Wealth, Inc.

Algona, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-31
TX RA APPROVED_RES 2023-07-28
IA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2023-07-28
  • IA RA
    APPROVED
    Since 2018-11-02

Branch Locations

111 E Call Street, Algona, IA 50511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Financial Group Huxley IA 12/2015 Present
Ameritas Investment Corp Lincoln NE 12/2015 02/2017
Sii Johnston IA 02/2017 11/2018
Osaic Wealth, Inc. Algona IA 11/2018 Present
  • 12/2015 → Present
    Central Financial Group
    Huxley, IA
  • 12/2015 → 02/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 02/2017 → 11/2018
    Sii
    Johnston, IA
  • 11/2018 → Present
    Algona, IA
Previous Registrations
  • 2017-02-10 → 2018-11-02
    Signator Investors, Inc.
    Huxley, IA
    Johnston, IA
    Algona, IA
  • 2016-01-22 → 2017-02-24
    Ameritas Investment Company, Llc
    W Des Moines, IA
    Huxley, IA
Other Businesses

1. OKOBOJI INVESTMENTS LLC POSITION: Owner NATURE: Land Investment INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: 228 HWY 71 South, Arnolds Park IA 51331, United States DESCRIPTION: Land investment 2. PARTNER OF CENTRAL FINANCIAL GROUP POSITION: Partner/Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/01/2019 ADDRESS: 111 East Call Street, PO Box 536, Algona IA 50511, United States DESCRIPTION: Sales 3. CENTRAL FINANCIAL GROUP DBA NAME POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2019 ADDRESS: 111 East Call Street, PO Box 536, Algona IA 50511, United States DESCRIPTION: Marketing name for securities business 4. CENTRAL FINANCIAL GROUP POSITION: Independent Insurance Agent NATURE: Independ Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/01/2015 ADDRESS: 111 East Call Street, PO Box 536, Algona IA 50511, United States DESCRIPTION: Life Insurance and Fixed Annuity sales 5. CENTRAL FINANCIAL GROUP, L.C. - PARTNER POSITION: Partner/Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 12/01/2019 ADDRESS: 111 East Call Street, PO Box 536, Algona IA 50511, United States DESCRIPTION: I m responsible for operational duties and decisions within the organization as well as selling and assisting others with selling fixed insurance and securities related products. 6. REALTY GROUP, LLC - JOHNSTON POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 5700 Merle Hay Road, Johnston IA 50131, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 7. REALTY GROUP FORT DODGE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 301 South 25th Street, Fort Dodge IA 50501, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 8. REALTY GROUP ALGONA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 111 E. Call Street, Algona IA 50511, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 9. OKOBOJI LAKEVIEW PROPERTIES LLC POSITION: Co-Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2022 ADDRESS: 640 S 50th Street, Unit 2216, West Des Moines IA 50265, United States DESCRIPTION: Real Estate Holding 10. OKOBOJI J & R LLC POSITION: Co-Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2022 ADDRESS: 5806 S Shadow Wood Place, Sioux Falls SD 57108, United States DESCRIPTION: Real Estate Development 11. MIDWEST PARTNERS DEVELOPMENT, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2023 ADDRESS: 244 Hwy 71 South, Arnold's Park IA 51331, United States DESCRIPTION: LLC was created for a real estate development company for tax purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-21
  • S66 Uniform Combined State Law Examination
    2016-01-21
Other Names
  • Alex Schwarck

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