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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-04-08
  • LA RA
    APPROVED
    Since 2026-04-08

Branch Locations

5001 Prytania St Fl 1, New Orleans, LA 70115 • United States

637 S Carrollton Ave, New Orleans, LA 70118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New Orleans LA 04/2026 Present
Jpmorgan Chase Bank, N.A. New Orleans LA 04/2026 Present
Club4 Fitness Kenner LA 11/2020 Present
Raymond James New Orleans LA 01/2022 02/2026
Wells Fargo/Wells Fargo Advisors Lake Charles LA 07/2017 01/2022
Edward Jones Jennings LA 06/2016 07/2017
  • 04/2026 → Present
    New Orleans, LA
  • 04/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 11/2020 → Present
    Club4 Fitness
    Kenner, LA
  • 01/2022 → 02/2026
    Raymond James
    New Orleans, LA
  • 07/2017 → 01/2022
    Wells Fargo/Wells Fargo Advisors
    Lake Charles, LA
  • 06/2016 → 07/2017
    Jennings, LA
Previous Registrations
Other Businesses

Entity Name: CLUB4 FITNESS Investment related: No Address: 1000 W. ESPLANADE AVE. STE. 300,KENNER,LA,70065,USA Nature of the other business: Health & Fitness Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: FITNESS INSTRUCTOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2016-08-08
Other Names
  • Tyler H Spence
  • Tyler Spence
  • Tyler Hundley Spence

View on SEC IAPD

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