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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-08
TX RA APPROVED 2026-07-08
  • MI RA
    APPROVED
    Since 2026-07-08
  • TX RA
    APPROVED
    Since 2026-07-08

Branch Locations

36455 Corporate Drive, Farmington Hills, MI 48331 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-02
TX RA APPROVED_RES 2025-02-28
  • MI RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2025-02-28

Branch Locations

36455 Corporate Drive, Farmington Hills, MI 48331-3552 • United States

Royal Oak, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Farmington MI 10/2015 11/2023
Ameriprise Financial Services, Llc Farmington MI 11/2023 Present
Fifth Third Securities Farmington Hills MI 07/2026 Present
  • 10/2015 → 11/2023
    Comerica Securities, Inc.
    Farmington, MI
  • 11/2023 → Present
    Farmington, MI
  • 07/2026 → Present
    Fifth Third Securities
    Farmington Hills, MI
Previous Registrations
  • 2018-09-24 → 2023-11-03
    Comerica Securities
    Farmington, MI
Other Businesses

Business Ownership; G And S Consulting LLC; Owner; Consulting; 902 Midland Blvd, , Royal Oak, MI, 48073; Not Investment-Related; 06/15/2026; 40 to 59 hours per month; 0 during trading hours. Other Business Activities; Comerica Financial Advisors; Comerica Financial Advisors; 35405 Grand River Ave, , Farmington, MI, 48335; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-22
S63 Uniform Securities Agent State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2018-09-22
  • S63 Uniform Securities Agent State Law Examination
    2018-03-19
Other Names
  • Stacy Lynn O'COnnor

View on SEC IAPD

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