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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisivoccia Llp Mt Arlington NJ 11/2006 Present
1St Global Capital Corp Mount Arlington NJ 01/2016 10/2019
1St Global Advisors, Inc Mount Arlington NJ 01/2016 10/2019
Avantax Insurance Services, Inc. Mount Arlington NJ 06/2016 09/2025
Avantax Investment Services, Inc. Mount Arlington NJ 10/2019 09/2025
Avantax Advisory Services Mount Arlington NJ 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Mount Arlington NJ 01/2016 09/2025
Cetera Wealth Services, Llc Mount Arlington NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2006 → Present
    Nisivoccia Llp
    Mt Arlington, NJ
  • 01/2016 → 10/2019
    1St Global Capital Corp
    Mount Arlington, NJ
  • 01/2016 → 10/2019
    1St Global Advisors, Inc
    Mount Arlington, NJ
  • 06/2016 → 09/2025
    Avantax Insurance Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 01/2016 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Mount Arlington, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mount Arlington, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
  • 2016-01-28 → 2019-10-25
    1St Global Advisors Inc
    Mount Arlington, NJ
Other Businesses

1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: SOLICITING FINANCIAL SERVICES, FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: Mt Arlington NJ, United States DESCRIPTION: PROVIDING ADVICE AND GUIDANCE TO CLIENTS 2) TRUSTEE FOR ARTICLE 4 TRUST U/W J.O POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2006 ADDRESS: Succasunna NJ, United States DESCRIPTION: null 3) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Passive investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-25
  • S66 Uniform Combined State Law Examination
    2016-01-25
Other Names
  • Deirdre Marie O'LEary

View on SEC IAPD

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