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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia Llp | Mt Arlington | NJ | 11/2006 | Present |
| 1St Global Capital Corp | Mount Arlington | NJ | 01/2016 | 10/2019 |
| 1St Global Advisors, Inc | Mount Arlington | NJ | 01/2016 | 10/2019 |
| Avantax Insurance Services, Inc. | Mount Arlington | NJ | 06/2016 | 09/2025 |
| Avantax Investment Services, Inc. | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Advisory Services | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Mount Arlington | NJ | 01/2016 | 09/2025 |
| Cetera Wealth Services, Llc | Mount Arlington | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: SOLICITING FINANCIAL SERVICES, FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: Mt Arlington NJ, United States DESCRIPTION: PROVIDING ADVICE AND GUIDANCE TO CLIENTS 2) TRUSTEE FOR ARTICLE 4 TRUST U/W J.O POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2006 ADDRESS: Succasunna NJ, United States DESCRIPTION: null 3) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Passive investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-25 |
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