John Frank Dineen

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-17

NY RA
APPROVED

Since 2022-02-17

Branch Locations

100 Coliseum Drive, New York, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Albany	NY	02/2014	01/2021
Goldman Sachs & Co. Llc	Cohoes	NY	01/2021	Present

02/2014 → 01/2021

The Ayco Company, L.P./Mercer Allied

Albany, NY
01/2021 → Present

Goldman Sachs & Co. Llc

Cohoes, NY

Previous Registrations

2018-08-17 → 2021-04-23

Goldman Sachs Wealth Services, L.P.

Albany, NY

Cohoes, NY

Other Businesses

Firefighter for the Albany Fire Department. Organization's primary address is in Albany, NY. Organization is not primarily engaged in investment-related activity. Start date was March 26, 2021. Forty hours per week. Duties include providing EMS and firefighting services for the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-17

S66 Uniform Combined State Law Examination

2016-08-17

Other Names

Jack Frank Dineen

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