Jason Ballard Broyles

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-11-03

NJ RA
APPROVED

Since 2025-11-03

Branch Locations

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2015	12/2016
Scottrade	Mount Juliet	TN	12/2016	03/2018
Gwfs Equities, Inc	Nashville	TN	04/2018	05/2020
Ubs	Nashville	TN	05/2020	02/2024
Ubs Financial Services, Inc	Weehawken	NJ	07/2025	Present
Jason Broyles Music	Mountainside	NJ	03/2024	Present

11/2015 → 12/2016

Edward Jones

St Louis, MO
12/2016 → 03/2018

Scottrade

Mount Juliet, TN
04/2018 → 05/2020

Gwfs Equities, Inc

Nashville, TN
05/2020 → 02/2024

Ubs

Nashville, TN
07/2025 → Present

Ubs Financial Services, Inc

Weehawken, NJ
03/2024 → Present

Jason Broyles Music

Mountainside, NJ

Previous Registrations

2021-10-12 → 2024-01-04

Ubs Financial Services Inc.

Nashville, TN

Weehawken, NJ
2018-04-12 → 2020-05-11

Empower Advisory Group, Llc

Nashville, TN

Greenwood Village, CO
2017-01-30 → 2018-03-09

Scottrade Investment Management

Saint Louis, MO
2016-03-04 → 2016-12-07

Edward Jones

Nashville, TN

St Louis, MO

Franklin, TN

Nolensville, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-12

S66 Uniform Combined State Law Examination

2016-01-12

View on SEC IAPD

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