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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-08-26
  • HI RA
    APPROVED
    Since 2026-08-26

Branch Locations

Kaneohe, HI • United States

1585 Kapiolani Blvd Ste 1730, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crossmark Distributors Houston TX 10/2015 07/2026
Crossmark Global Investments Houston TX 10/2015 01/2017
Crossmark Global Investments Houston TX 01/2017 01/2018
Crossmark Global Investments Houston TX 01/2018 07/2026
Ameriprise Financial Services, Llc Honolulu HI 08/2026 Present
  • 10/2015 → 07/2026
    Crossmark Distributors
    Houston, TX
  • 10/2015 → 01/2017
    Crossmark Global Investments
    Houston, TX
  • 01/2017 → 01/2018
    Crossmark Global Investments
    Houston, TX
  • 01/2018 → 07/2026
    Crossmark Global Investments
    Houston, TX
  • 08/2026 → Present
    Honolulu, HI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2015-03-05
  • S65 Uniform Investment Adviser Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2015-03-05
Designations

View on SEC IAPD

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