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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-05-29 |
Branch Locations
17767 N. Scottsdale Road Suite 310, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Charlotte | NC | 07/2017 | 01/2019 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2014 | 05/2017 |
| The Vanguard Group, Inc | Scottsdale | AZ | 01/2019 | 04/2019 |
| Mariner Wealth Advisors | Scottsdale | AZ | 04/2019 | Present |
Non-variable Insurance - Providing different insurance services to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
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