Holly Diane Pye

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  H & R Pyes Tax And Accounting
  Bath, ME
• 08/2004 → 09/2025
  Avantax Investment Services, Inc.
  Bath, ME
• 01/2012 → 09/2025
  Avantax Advisory Services
  Bath, ME
• 04/2012 → 09/2025
  Avantax Insurance Agency, Llc
  Bath, ME
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bucksport, ME
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-01-27 → 2025-09-05
  Avantax Advisory Services
  Bath, ME
  Bucksport, ME

Other Businesses

1)H & R Pyes Tax and Accounting Serv~'NIR'~46 Varney Mill Road~Bath~ME~04530~Tax Preparation/Accounting~Tax Preparation/Accounting~8/16/2004~160hrs~160hrs~accountant and tax professional

Exams

• S66 Uniform Combined State Law Examination
  2011-08-14
• S63 Uniform Securities Agent State Law Examination
  2004-12-13

Other Names

• Holly Diane Guay