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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2016-01-04 |
Branch Locations
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
9390 Coors Blvd Nw, Albuquerque, NM 87114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Grants | NM | 10/2015 | 11/2016 |
| Wells Fargo Bank, Na | Grants | NM | 02/2010 | Present |
| Wells Fargo Clearing Services, Llc | Grants | NM | 11/2016 | Present |
GAWILBEY, LLC; NOT INV RELATED; ALBUQUERQUE, NM; 35% OWNERSHIP; START 8/1/2020; NUMBER OF HOURS PER MONTH 35; NUMBER OF HOURS DURING TRADING 0; ART SALES, MERCHANDISE SALES, ONLINE CONTENT CREATION.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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