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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-11 |
| NY | RA | APPROVED | 2021-03-22 |
| OH | RA | APPROVED | 2019-05-13 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
Dublin, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Funds Inc. | New York | NY | 09/2010 | 04/2019 |
| Neuberger Berman | New York | NY | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-24 |
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