Jocelyn Charlene Ffriend

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2015 → Present
  Ffriend Enterprises Ltd
  New Rochelle, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE AND ANNUITIES PRODUCTS; 2. NAME OF OTHER BUSINESS: FFRIEND ENTERPRISES LTD INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: LIFE INSURANCE SALES AND CUSTOMER RELATIONSHIP MANAGEMENT/FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: SECRETARY AND LIFE AGENT START DATE: 8/2015 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: : SECRETARY AND LIFE AGENT, SALES SUPPORT TO MANAGER IN INSURANCE PROCUREMENT; 3. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2023, POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSISTANT, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ROOTS AND CULTURE COMMUNITY FARM; INVESTMENT RELATED: NO; ADDRESS: 15 BARTLETT LANE MARLBOROUGH, NY 12542; NATURE OF BUSINESS: FOOD BUSINESS; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE FRESH FOOD, DESIGN ORGANIZATION, MAKE HIRES, DIRECT WORK FLOW AND INVESTMENT DECISIONS;

Exams

• S66 Uniform Combined State Law Examination
  2019-10-28