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Rebecca Susan Spencer

Osaic Wealth, Inc.

Provo, UT

CRD 6574636

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-09-01
  • UT RA
    APPROVED
    Since 2023-09-01

Branch Locations

5314 River Run Drive Suite 300, Provo, UT 84604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Orem UT 07/2002 Present
Sagepoint Financial, Inc Provo UT 12/2018 Present
Osaic Wealth, Inc. Provo UT 09/2023 Present
  • 07/2002 → Present
    Homemaker
    Orem, UT
  • 12/2018 → Present
    Sagepoint Financial, Inc
    Provo, UT
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Provo, UT
Previous Registrations
  • 2018-12-21 → 2023-09-01
    Osaic Services, Inc.
    Provo, UT
  • 2016-04-13 → 2018-12-31
    Next Financial Group, Inc.
    Provo, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-28
  • S66 Uniform Combined State Law Examination
    2016-03-28
Other Names
  • Becky Susan Nielsen
  • Rebecca Susan Kirby
  • Rebecca Susan Nielsen

View on SEC IAPD

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