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3919 S. Providence Road, Columbia, MO 65203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-08-21 |
Branch Locations
10975 Benson Dr Ste 390, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2015 | 06/2018 |
| 3Rb Llc | Parkville | MO | 07/2013 | 08/2024 |
| Ameriprise Financial | Overland Park | KS | 11/2018 | 02/2020 |
| Raymond James Financial Services, Inc. | Overland Park | KS | 02/2020 | 08/2024 |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 02/2020 | 08/2024 |
| Compass Planning Group | Overland Park | KS | 10/2018 | 04/2021 |
| Caliber Wealth Management | Overland Park | KS | 10/2018 | 08/2024 |
| Lpl Financial, Llc | Overland Park | KS | 08/2024 | Present |
| Convergence Financial | Overland Park | KS | 08/2024 | Present |
1- 08/2024 / CONVERGENCE FINANCIAL LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 08/27/2024 - CONVERGENCE FINANCIAL LLC - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/22/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through CONVERGENCE FINANCIAL LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 05/29/2025 - MICHAEL RICHARDS - Not Investment Related - Other - business Owner - Home Based - Strat Date : 02/05/2025 - 1 Hrs/Mth - 0 Hrs During Trading 4- 07/01/2026- Convergence Financial- Non-Variable Insurance- Investment Related- At Reported Business Location(s) - Start Date 06/16/2026- 20 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-28 |
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