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Victoria Marcella Pena

Mml Investors Services, LLC

Dallas, TX

Celina, TX

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-06
  • TX RA
    APPROVED
    Since 2026-08-06

Branch Locations

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Celina, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Dallas TX 09/2020 02/2022
Mml Investors Services, Llc Dallas TX 04/2021 02/2022
University Of Texas Rgv Edinburg TX 08/2017 05/2020
Metlife Fort Worth TX 06/2015 08/2017
House Wine & Bistro Mcallen TX 08/2017 08/2020
Unemployed Dallas TX 08/2020 09/2020
Alight Financial Solutions Lincolnshire IL 02/2022 07/2026
Mass Mutual Life Insurance Company Dallas TX 07/2026 Present
Mml Investors Services Llc Dallas TX 07/2026 Present
  • 09/2020 → 02/2022
    Mass Mutual Life Insurance Company
    Dallas, TX
  • 04/2021 → 02/2022
    Mml Investors Services, Llc
    Dallas, TX
  • 08/2017 → 05/2020
    University Of Texas Rgv
    Edinburg, TX
  • 06/2015 → 08/2017
    Metlife
    Fort Worth, TX
  • 08/2017 → 08/2020
    House Wine & Bistro
    Mcallen, TX
  • 08/2020 → 09/2020
    Unemployed
    Dallas, TX
  • 02/2022 → 07/2026
    Alight Financial Solutions
    Lincolnshire, IL
  • 07/2026 → Present
    Mass Mutual Life Insurance Company
    Dallas, TX
  • 07/2026 → Present
    Mml Investors Services Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-24
S63 Uniform Securities Agent State Law Examination 2021-06-25
  • S65 Uniform Investment Adviser Law Examination
    2024-05-24
  • S63 Uniform Securities Agent State Law Examination
    2021-06-25
Other Names
  • Victoria Marcella Pena
  • Victoria Pena

View on SEC IAPD

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