Alejandro Jesus Azuaje

Park Avenue Securities LLC

New Rochelle, NY

CRD 6574420

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-08-17
UT	RA	APPROVED	2026-02-17
MI	RA	APPROVED	2024-07-24
AZ	RA	APPROVED	2023-09-26
DC	RA	APPROVED	2023-07-18
HI	RA	APPROVED	2023-03-31
NC	RA	APPROVED	2023-02-16
CO	RA	APPROVED	2023-01-12
GA	RA	APPROVED	2023-01-10
SC	RA	APPROVED	2022-05-05
WA	RA	APPROVED	2021-11-15
NY	RA	APPROVED	2021-04-16
PA	RA	APPROVED	2021-04-01
IL	RA	APPROVED	2021-01-27
FL	RA	APPROVED	2020-08-10
IN	RA	APPROVED	2020-07-23
TX	RA	APPROVED_RES	2020-05-21
NH	RA	APPROVED	2019-05-15
CT	RA	APPROVED	2018-07-06
MA	RA	APPROVED	2017-10-11
NJ	RA	APPROVED	2017-10-10
CA	RA	APPROVED	2017-10-06
VA	RA	APPROVED	2017-10-06

MD RA
APPROVED

Since 2026-08-17
UT RA
APPROVED

Since 2026-02-17
MI RA
APPROVED

Since 2024-07-24
AZ RA
APPROVED

Since 2023-09-26
DC RA
APPROVED

Since 2023-07-18
HI RA
APPROVED

Since 2023-03-31
NC RA
APPROVED

Since 2023-02-16
CO RA
APPROVED

Since 2023-01-12
GA RA
APPROVED

Since 2023-01-10
SC RA
APPROVED

Since 2022-05-05
WA RA
APPROVED

Since 2021-11-15
NY RA
APPROVED

Since 2021-04-16
PA RA
APPROVED

Since 2021-04-01
IL RA
APPROVED

Since 2021-01-27
FL RA
APPROVED

Since 2020-08-10
IN RA
APPROVED

Since 2020-07-23
TX RA
APPROVED_RES

Since 2020-05-21
NH RA
APPROVED

Since 2019-05-15
CT RA
APPROVED

Since 2018-07-06
MA RA
APPROVED

Since 2017-10-11
NJ RA
APPROVED

Since 2017-10-10
CA RA
APPROVED

Since 2017-10-06
VA RA
APPROVED

Since 2017-10-06

Branch Locations

New Rochelle, NY • United States

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Briarcliff Manor	NY	10/2015	01/2017
Guardian Life Insurance Co Of America	Purchase	NY	02/2017	12/2019
Park Avenue Securities, Llc	Purchase	NY	08/2017	12/2019
Guardian Life Insurance Company	Rye Brook	NY	12/2019	Present
Park Avenue Securities	Rye Brook	NY	12/2019	Present
Guardian Life Insurance Company	Larchmont	NY	06/2024	02/2026
Park Avenue Securities	Larchmont	NY	06/2024	02/2026
Guardian Life Insurance Company	New Rochelle	NY	02/2026	Present
Park Avenue Securities	New Rochelle	NY	02/2026	Present

10/2015 → 01/2017

Ameriprise Financial Services, Inc.

Briarcliff Manor, NY
02/2017 → 12/2019

Guardian Life Insurance Co Of America

Purchase, NY
08/2017 → 12/2019

Park Avenue Securities, Llc

Purchase, NY
12/2019 → Present

Guardian Life Insurance Company

Rye Brook, NY
12/2019 → Present

Park Avenue Securities

Rye Brook, NY
06/2024 → 02/2026

Guardian Life Insurance Company

Larchmont, NY
06/2024 → 02/2026

Park Avenue Securities

Larchmont, NY
02/2026 → Present

Guardian Life Insurance Company

New Rochelle, NY
02/2026 → Present

Park Avenue Securities

New Rochelle, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-29

S66 Uniform Combined State Law Examination

2017-09-29

Other Names

Alejandro Jesus Azuaje
Alejandro Jesus Azuaje

View on SEC IAPD

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