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126 E. Water Street, Statesville, NC 28677-5228 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 12/2015 | 11/2023 |
| Opus Financial Advisors, Inc. | Statesville | NC | 12/2015 | Present |
| Osaic Wealth, Inc. | Chapel Hill | NC | 11/2023 | 05/2026 |
| Lpl Financial Llc | Chapel Hill | NC | 05/2026 | Present |
1. 05/2026 - Opus Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 5/11/2026 2. 05/2026 - Janna M. Deegan, Notary Public - Notary - Investment related - Pittsboro NC 27312 - 01 Hrs/Mth - 00 Hrs During Trading - OBA start date: 05/01/2026 3. 05/2026 - Janna M. Deegan - Non-Variable Insurance - Investment related - Chapel Hill NC 27516 - 01 Hrs/Mth - 01 Hrs During Trading - OBA start date: 05/01/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-17 |
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