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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-01-16
  • MN RA
    APPROVED
    Since 2019-01-16

Branch Locations

350 W Burnsville Pkwy Suite 600, Burnsville, MN 55337 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2015 12/2018
Wealth Enhancement Group Burnsville MN 12/2018 Present
Lpl Financial, Llc Burnsville MN 12/2018 06/2025
Wealth Enhancement Brokerage Services Plymouth MN 01/2019 Present
Wealth Enhancement Advisory Services Burnsville MN 01/2019 Present
  • 10/2015 → 12/2018
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 12/2018 → Present
    Wealth Enhancement Group
    Burnsville, MN
  • 12/2018 → 06/2025
    Lpl Financial, Llc
    Burnsville, MN
  • 01/2019 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 01/2019 → Present
    Wealth Enhancement Advisory Services
    Burnsville, MN
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - DBA: (Hybrid) Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - 80 Hours Per Month - I provide administrative services through WEAS, an independent investment advisor firm. I started this business activity on 1/17/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-25
S63 Uniform Securities Agent State Law Examination 2016-02-23
  • S65 Uniform Investment Adviser Law Examination
    2016-03-25
  • S63 Uniform Securities Agent State Law Examination
    2016-02-23
Other Names
  • Helen Genevieve Johnson
  • Helen Johnson

View on SEC IAPD

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