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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-10-06 |
| MA | RA | APPROVED | 2016-03-07 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Germain Investment Management, Inc. | Springfield | MA | 10/2015 | Present |
Licensed Real Estate Agent since 2012, not actively involved in sales or listings. Non-investment related business and advisor is non-affiliated to a Real Estate Brokerage firm. Hours devoted to OBA is zero per month. No current duties other renewal of license and CE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-31 |
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