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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-09 |
Branch Locations
480 Washington Boulevard, Jersey City, NJ 07310 • United States
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Clearwater | FL | 06/2017 | 11/2018 |
| Wells Fargo Bank Na | Clearwater | FL | 08/2016 | 11/2018 |
| Raymond James Financial Services, Inc. | St Petersburg | FL | 11/2018 | 12/2019 |
| Raymond James Financial Services Advisors, Inc | St Petersburg | FL | 11/2018 | 12/2019 |
| Raymond James & Associates | Saint Petersburg | FL | 01/2020 | 10/2022 |
| Citi Group | Jersey City | NJ | 10/2022 | Present |
Name of Business: ?Address: 620 Holly Ct, Dunedin, FM, 34698, USA ?Activity Type: Military ?Position/Title: ?Investment Related: No ?Start Date: 05/01/2021 ?Hours per month devoted to this business: 21-40 ?Hours per month devoted to this business during trading hours: 0-1 ?Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-05 |
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