Best Investors Account Sign in

Dawei Lin

J.P. Morgan Securities LLC

Glendale, NY

CRD 6573651

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2021-02-24
NJ RA APPROVED 2019-12-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2021-02-24
  • NJ RA
    APPROVED
    Since 2019-12-18

Branch Locations

71-04 Woodhaven Blvd., Glendale, NY 11385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 10/2015 11/2019
Jp Morgan Chase Bank, N.A. New York NY 12/2019 Present
Jp Morgan Securities, Llc New York NY 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
S63 Uniform Securities Agent State Law Examination 2016-01-08
  • S66 Uniform Combined State Law Examination
    2017-05-22
  • S63 Uniform Securities Agent State Law Examination
    2016-01-08
Designations
  • Certified Financial Planner
Other Names
  • David Lin

View on SEC IAPD

More in Glendale, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor