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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-03
TX RA APPROVED 2018-01-03
  • CA RA
    APPROVED
    Since 2018-01-03
  • TX RA
    APPROVED
    Since 2018-01-03

Branch Locations

3 Better World Cir, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
24Hr Fitness Torrance CA 06/2011 12/2016
Cetera Advisor Networks El Segundo CA 05/2015 09/2017
Financial Network Gardena CA 03/2015 12/2017
Clg, Llc Gardena CA 03/2017 12/2017
Bank Of America, N.A. San Pedro CA 12/2017 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Pedro CA 12/2017 Present
  • 06/2011 → 12/2016
    24Hr Fitness
    Torrance, CA
  • 05/2015 → 09/2017
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2015 → 12/2017
    Financial Network
    Gardena, CA
  • 03/2017 → 12/2017
    Gardena, CA
  • 12/2017 → Present
    Bank Of America, N.A.
    San Pedro, CA
  • 12/2017 → Present
    San Pedro, CA
Previous Registrations
  • 2017-03-02 → 2017-12-14
    Gardena, CA
  • 2016-10-27 → 2017-12-12
    Cetera Wealth Services, Llc
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-15
  • S66 Uniform Combined State Law Examination
    2016-09-15
Other Names
  • Jemuel Abarientos
  • Jemuel M Abarientos

View on SEC IAPD

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