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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alkhamis Financial | Portage | MI | 06/2016 | 09/2017 |
| Western Michigan University | Kalamazoo | MI | 09/2013 | 04/2017 |
| Lpl Financial Llc | Portage | MI | 01/2017 | Present |
1) 10/19/2017 - Alkhamis Financial, Retirement Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2017 - 160 hr/mth 2) 10/19/2017 - Alkhamis Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2017 - 160 hr/mth. 3) 4/16/2018 - The Retirement Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/16/2018 - 40 Hours Per Month/35 Hours During Securities Trading. 4) 03/14/2025 - Alkhamis Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date : 03/10/2025 160Hrs/mnth 130 Hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-22 |
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