Hussain Hashmi

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-03-23
WV	RA	APPROVED	2026-03-19
PA	RA	APPROVED	2026-03-17
ME	RA	APPROVED	2026-03-16
NH	RA	APPROVED	2026-03-16
NY	RA	APPROVED	2026-03-16
VA	RA	APPROVED	2026-03-16
CT	RA	APPROVED	2026-03-13
DE	RA	APPROVED	2026-03-13
NJ	RA	APPROVED	2026-03-12
OH	RA	APPROVED	2026-03-12
VT	RA	APPROVED	2026-03-12

MD RA
APPROVED

Since 2026-03-23
WV RA
APPROVED

Since 2026-03-19
PA RA
APPROVED

Since 2026-03-17
ME RA
APPROVED

Since 2026-03-16
NH RA
APPROVED

Since 2026-03-16
NY RA
APPROVED

Since 2026-03-16
VA RA
APPROVED

Since 2026-03-16
CT RA
APPROVED

Since 2026-03-13
DE RA
APPROVED

Since 2026-03-13
NJ RA
APPROVED

Since 2026-03-12
OH RA
APPROVED

Since 2026-03-12
VT RA
APPROVED

Since 2026-03-12

Branch Locations

Wayne, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Seven Points Capital Llc	Matawan	NJ	05/2015	06/2016
Merrill Lynch, Pierce, Fenner & Smith Inc	Pennington	NJ	05/2019	02/2022
Santander Bank	Lawrenceville	NJ	09/2016	03/2017
Forrest Solutions/Bloomberg Temp	Skillman	NJ	10/2018	12/2018
American Income Life	Woodbridge	NJ	08/2018	12/2018
Americana Diner	East Windsor	NJ	08/2017	11/2017
Unemployed	East Windsor	NJ	05/2017	07/2017
Unemployed	East Windsor	NJ	12/2017	07/2018
Unemployed	East Windsor	NJ	01/2019	05/2019
Newark Marriott	Newark	NJ	11/2011	01/2018
Pgim Investments	East Windsor	NJ	05/2022	03/2025
Prudential Investment Management Services, Llc	East Windsor	NJ	02/2022	03/2025
Lpl Enterprise	Basking Ridge	NJ	06/2025	02/2026
State Farm Insurance	Wayne	NJ	02/2026	Present
State Farm Vp Management Corp	Wayne	NJ	02/2026	Present
State Farm Investment Management Corp	Wayne	NJ	02/2026	Present

05/2015 → 06/2016

Seven Points Capital Llc

Matawan, NJ
05/2019 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Inc

Pennington, NJ
09/2016 → 03/2017

Santander Bank

Lawrenceville, NJ
10/2018 → 12/2018

Forrest Solutions/Bloomberg Temp

Skillman, NJ
08/2018 → 12/2018

American Income Life

Woodbridge, NJ
08/2017 → 11/2017

Americana Diner

East Windsor, NJ
05/2017 → 07/2017

Unemployed

East Windsor, NJ
12/2017 → 07/2018

Unemployed

East Windsor, NJ
01/2019 → 05/2019

Unemployed

East Windsor, NJ
11/2011 → 01/2018

Newark Marriott

Newark, NJ
05/2022 → 03/2025

Pgim Investments

East Windsor, NJ
02/2022 → 03/2025

Prudential Investment Management Services, Llc

East Windsor, NJ
06/2025 → 02/2026

Lpl Enterprise

Basking Ridge, NJ
02/2026 → Present

State Farm Insurance

Wayne, NJ
02/2026 → Present

State Farm Vp Management Corp

Wayne, NJ
02/2026 → Present

State Farm Investment Management Corp

Wayne, NJ

Previous Registrations

2025-06-19 → 2026-02-25

Lpl Enterprise, Llc

Basking Ridge, NJ
2022-05-31 → 2024-03-14

Pgim Investments Llc

East Windsor, NJ
2020-01-24 → 2022-01-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-23

S66 Uniform Combined State Law Examination

2020-01-23

View on SEC IAPD