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Anthony T Razza

Prospect Trading LLC

Elmhurst, IL

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Current Employers
Prospect Trading Llc

Elmhurst, IL • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-01-18
IL RA APPROVED 2015-11-20
  • LA RA
    APPROVED
    Since 2022-01-18
  • IL RA
    APPROVED
    Since 2015-11-20

Branch Locations

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Chicago IL 05/2014 Present
  • 05/2014 → Present
    Self Employed
    Chicago, IL
Other Businesses

I am a Florida real estate agent. I work as self employed through the Broker Premiere Plus Realty Co.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-05
  • S65 Uniform Investment Adviser Law Examination
    2015-08-05

View on SEC IAPD

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