Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-06-21 |
| TX | RA | APPROVED | 2024-01-23 |
| CA | RA | APPROVED | 2024-01-09 |
Branch Locations
Laguna Niguel, CA • United States
400 Spectrum Center Dr Suite 1750, Irvine, CA 92618 • United States
14508 N Asher Way, Hideout, UT 84036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Irvine | CA | 10/2015 | 01/2024 |
| Raymond James & Associates | Newport Beach | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
Reach out to this advisor