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Laura Catherine Batson

Robert W. Baird & Co. Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-17
  • NC RA
    APPROVED
    Since 2022-11-17

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Charlotte NC 10/2014 04/2022
Jennie Derby Charlotte NC 10/2014 04/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2015 04/2022
Jacqueline Fish Charlotte NC 04/2015 04/2022
Edwin Peacock Charlotte NC 11/2016 03/2017
William Bailey Charlotte NC 11/2021 04/2022
Robert W. Baird & Co. Incorporated Charlotte NC 05/2022 Present
  • 10/2014 → 04/2022
    Northwestern Mutual Investment Services, Llc
    Charlotte, NC
  • 10/2014 → 04/2022
    Jennie Derby
    Charlotte, NC
  • 04/2015 → 04/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2015 → 04/2022
    Jacqueline Fish
    Charlotte, NC
  • 11/2016 → 03/2017
    Edwin Peacock
    Charlotte, NC
  • 11/2021 → 04/2022
    William Bailey
    Charlotte, NC
  • 05/2022 → Present
    Robert W. Baird & Co. Incorporated
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-29
  • S63 Uniform Securities Agent State Law Examination
    2008-01-29
Designations
Other Names
  • Laura C. Batson
  • Laura Catherine Batson
  • Laura Batson

View on SEC IAPD

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