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CRD 6572394
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-06 |
| CA | RA | APPROVED | 2020-12-17 |
Branch Locations
5847 San Felipe St, Houston, TX 77057 • United States
712 Main St, Floor 5, Houston, TX 77002 • United States
9590 Six Pines Dr, The Woodlands, TX 77380 • United States
2475 Bay Area Blvd, Houston, TX 77058 • United States
2430 Highway 6, Sugar Land, TX 77478 • United States
10010 Woodlands Pkwy, The Woodlands, TX 77382 • United States
5847 San Felipe St, Floor 01, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank, N.A. | Pasadena | CA | 10/2012 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 11/2018 | 11/2020 |
| Bank Of America Corp | Pasadena | CA | 11/2018 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Valencia | CA | 12/2020 | Present |
| J.P. Morgan Securities Llc | Valencia | CA | 12/2020 | Present |
| Citigroup Global Markets Inc | Los Angeles | CA | 10/2015 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-18 |
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