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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-08-25
TX RA APPROVED 2020-02-19
MD RA APPROVED 2018-08-20
  • DC RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2020-02-19
  • MD RA
    APPROVED
    Since 2018-08-20

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 04/2016 Present
Bank Of America N.A. Hunt Valley MD 02/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-18
S63 Uniform Securities Agent State Law Examination 2016-06-20
  • S66 Uniform Combined State Law Examination
    2018-08-18
  • S63 Uniform Securities Agent State Law Examination
    2016-06-20
Other Names
  • Casey Russel Cheek

View on SEC IAPD

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