Best Investors Account Sign in

Andrew Thomas Schroeder

LPl Financial LLC

Fort Mill, SC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
NC RA APPROVED 2024-09-27
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NC RA
    APPROVED
    Since 2024-09-27

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Investors Distribution Company Charlotte NC 10/2015 03/2017
Brighthouse Securities, Llc Charlotte NC 03/2017 04/2021
Cuna Mutual Group Waverly IA 04/2021 10/2022
Cuna Brokerage Services, Inc Waverly IA 04/2021 10/2022
Thrivent Investment Managment Inc. Charlotte NC 01/2023 07/2024
Thrivent Financial Appleton WI 02/2023 07/2024
Lpl Financial Llc Fort Mill SC 08/2024 Present
  • 10/2015 → 03/2017
    Metlife Investors Distribution Company
    Charlotte, NC
  • 03/2017 → 04/2021
    Brighthouse Securities, Llc
    Charlotte, NC
  • 04/2021 → 10/2022
    Cuna Mutual Group
    Waverly, IA
  • 04/2021 → 10/2022
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 01/2023 → 07/2024
    Thrivent Investment Managment Inc.
    Charlotte, NC
  • 02/2023 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 08/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-23
S63 Uniform Securities Agent State Law Examination 2016-03-07
  • S65 Uniform Investment Adviser Law Examination
    2024-01-23
  • S63 Uniform Securities Agent State Law Examination
    2016-03-07
Other Names
  • Andrew Schroeder

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor