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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
NY RA APPROVED 2021-05-06
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • NY RA
    APPROVED
    Since 2021-05-06

Branch Locations

138 Hillside Avenue, Williston Park, NY 11596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Financial Life Insurance Co. New York NY 01/2016 04/2021
Equitable Advisors, Llc New York NY 10/2015 04/2021
J.P. Morgan Securities Llc Williston Park NY 04/2021 Present
Jpmorgan Chase Bank, N.A. Williston Park NY 04/2021 Present
  • 01/2016 → 04/2021
    Equitable Financial Life Insurance Co.
    New York, NY
  • 10/2015 → 04/2021
    New York, NY
  • 04/2021 → Present
    Williston Park, NY
  • 04/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Williston Park, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-04
  • S66 Uniform Combined State Law Examination
    2016-02-04
Other Names
  • Michael Fiore
  • Michael Anthony Fiore

View on SEC IAPD

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