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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-11 |
| CT | RA | APPROVED | 2024-09-03 |
Branch Locations
157 Church St, New Haven, CT 06510 • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 05/2024 | Present |
| Aeg Processing Ctr No. 58, Inc. (American Aluminum Windows, Inc) | Brewster | NY | 08/2019 | 05/2024 |
| National Securities Corporation | Mahopac | NY | 09/2018 | 05/2019 |
| Ameriprise Financial | Greenwich | CT | 07/2017 | 09/2017 |
| Unifirst Corporation | Stratford | CT | 08/2016 | 05/2017 |
| Unemployed | Ct | CT | 05/2019 | 08/2019 |
| Unemployed | Ct | CT | 10/2017 | 09/2018 |
| Bank Of America, N.A. | New Haven | CT | 06/2024 | Present |
I*1865328 Entity Type: For Profit Name of OBA: American Aluminum Windows, Inc. (AEG Processing CTR) Address:Brewster, NY Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:06/04/2024 No Hours: 8 Monthly No Hours during trading:0 Duties:Ongoing Relationship (Manage Construction Projects) Occasional Project Management Work On Weekends - Will Receive (1099 Income) per project.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-14 |
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