Michael J Cataldo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Haven, CT
• 08/2019 → 05/2024
  Aeg Processing Ctr No. 58, Inc. (American Aluminum Windows, Inc)
  Brewster, NY
• 09/2018 → 05/2019
  National Securities Corporation
  Mahopac, NY
• 07/2017 → 09/2017
  Ameriprise Financial
  Greenwich, CT
• 08/2016 → 05/2017
  Unifirst Corporation
  Stratford, CT
• 05/2019 → 08/2019
  Unemployed
  Ct, CT
• 10/2017 → 09/2018
  Unemployed
  Ct, CT
• 06/2024 → Present
  Bank Of America, N.A.
  New Haven, CT

Other Businesses

I*1865328 Entity Type: For Profit Name of OBA: American Aluminum Windows, Inc. (AEG Processing CTR) Address:Brewster, NY Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:06/04/2024 No Hours: 8 Monthly No Hours during trading:0 Duties:Ongoing Relationship (Manage Construction Projects) Occasional Project Management Work On Weekends - Will Receive (1099 Income) per project.

Exams

• S66 Uniform Combined State Law Examination
  2024-08-31
• S63 Uniform Securities Agent State Law Examination
  2019-03-14

Other Names

• Michael John Cataldo