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Andrew Hunter Smith

Delos Capital Advisors

Dallas, TX

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Current Employers
Delos Capital Advisors

1845 Woodall Rodgers Fwy Suite 1000, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-05

Branch Locations

1845 Woodall Rodgers Fwy Suite 1000, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Dallas TX 10/2015 03/2018
Bokf, Na Dallas TX 10/2015 03/2018
Lear Investment Management Dallas TX 03/2018 03/2019
Delos Wealth Advisors, Llc Dallas TX 03/2019 Present
  • 10/2015 → 03/2018
    Bok Financial Securities, Inc.
    Dallas, TX
  • 10/2015 → 03/2018
    Bokf, Na
    Dallas, TX
  • 03/2018 → 03/2019
    Lear Investment Management
    Dallas, TX
  • 03/2019 → Present
    Delos Wealth Advisors, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-07
  • S65 Uniform Investment Adviser Law Examination
    2019-03-07

View on SEC IAPD

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