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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-27
  • MA RA
    APPROVED
    Since 2017-01-27

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arsenault And Cline, Cpas, Inc. Lynnfield MA 01/2007 Present
Lincoln Financial Advisors Lynnfield MA 09/2016 12/2016
Lpl Financial Llc Waltham MA 11/2016 Present
Integrated Wealth Concepts Llc Waltham MA 01/2017 Present
  • 01/2007 → Present
    Arsenault And Cline, Cpas, Inc.
    Lynnfield, MA
  • 09/2016 → 12/2016
    Lincoln Financial Advisors
    Lynnfield, MA
  • 11/2016 → Present
    Lpl Financial Llc
    Waltham, MA
  • 01/2017 → Present
    Waltham, MA
Other Businesses

1. 11/15/2016 - ARSENAULT AND CLINE, CPAS, INC./ CPA AFFILIATE PROGRAM/ 95%/ LYNNFIELD, MA 2. 11/15/2016 - STAR OF BETHLEHEM LODGE/ OUTSIDE, W-2 EMPLOYMENT/ 6%/ LYNNFIELD, MA 3. 9/8/2017 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 01/17/2017 - 5 Hours Per Month During Securities Trading. 4. 11/7/2017 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/02/2017 - 5 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in Nov 2017. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/23/2020 - Integrated Wealth Concepts, LLC - DBA: Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/01/2017 - 5 Hours Per Month During Securities Trading. 6. 01/22/2026 - Historical Building Association and Musuem - Non-Profit Board Member - Treasurer - Not Investment Related - Chelsea, MA - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
  • S66 Uniform Combined State Law Examination
    2017-01-13

View on SEC IAPD

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