Maribeth A Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 07/2018
  The Grumpy Troll Brewpub
  Mount Horeb, WI
• 01/2016 → 03/2019
  Lpl Financial Llc
  Madison, WI
• 10/2015 → 03/2019
  Old National Bank
  Evansville, IN
• 03/2019 → 08/2019
  Matthew Heckmann
  Middleton, WI
• 03/2019 → 08/2019
  Northwestern Mutual Investment Services Llc
  Middleton, WI
• 04/2019 → 08/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2020 → Present
  Old National Bank
  Madison, WI
• 09/2019 → 12/2020
  Glacier Landscape Company
  Verona, WI
• 01/2021 → Present
  Lpl Financial, Llc
  Madison, WI

Previous Registrations

• 2019-03-25 → 2019-08-19
  Northwestern Mutual Investment Services, Llc
  Middleton, WI
• 2016-03-22 → 2019-03-07
  Lpl Financial Llc
  Madison, WI
  Middleton, WI
  Madison, WI
  Mount Horeb, WI

Other Businesses

1. 1/4/2021 - Purple Unicorn Dressage and Eventing - Not Investment Related - Home Based - Outside/W-2 Employment - 24 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Part time horse back riding instructor. 2. 1/11/2021 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Assistant - Started 12/21/2020 - 1 Hour Per Month During Securities Trading. 3. 2/4/2021 - Glacier Landscape - Not Investment Related - Ray of Hope Farm, 2122 Bridge Lane, Verona, WI - Outside/W-2 Employment - Riding Instructor - Started 10/01/2019 - 20 Hours Per Month/0 Hours During Securities Trading. 4. 12/03/2024 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/3/2024

Exams

• S66 Uniform Combined State Law Examination
  2016-03-21

Other Names

• Maribeth Anne Brown
• Maribeth Brown