Garrison Michael Smith

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2016
  Wells Fargo Advisors Llc
  La Canada, CA
• 02/2014 → Present
  Wells Fargo Bank
  La Canada, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  La Canada, CA

Other Businesses

NBC-THE FLIPSIDE; NOT INV RELATED; STUDIO CITY, CA; CONTESTANT; START 07/24/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; CONTESTANT.| INVESTMENT PROPERTY; INV RELATED; CALIFORNIA; 30% OWNERSHIP; START DATE 06/02/2025; 24 HOURS PER MONTH; 0 HOURS DURING TRADING RENTAL PROPERTY - 455; INV RELATED;LONG BEACH,CA; RENTAL;30% OWNERSHIP; START DATE: 03/11/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; CANYON OAK PROPERTIES, LLC; INV RELATED;CHEYENNE,WY; LLC;30% OWNERSHIP; START DATE: 05/29/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-04
• S63 Uniform Securities Agent State Law Examination
  2015-12-03

Other Names

• Garrison Smith