Best Investors Account Sign in

Audrey Nicholas

Stifel, Nicolaus & Company, Incorporated

O'FAllon, MO

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-15
TX RA APPROVED 2024-10-15
  • MO RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-15

Branch Locations

2342 Technology Drive Suite 300, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel O'FAllon MO 10/2015 Present
  • 10/2015 → Present
    Stifel
    O'FAllon, MO
Other Businesses

1. Notary; 32 Oakwood Ln, Warrenton, MO 63383; Notary; 08/04/2021 10 Hours per Year; During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
S63 Uniform Securities Agent State Law Examination 2017-03-23
  • S66 Uniform Combined State Law Examination
    2024-10-14
  • S63 Uniform Securities Agent State Law Examination
    2017-03-23
Other Names
  • Audrey Schaefer

View on SEC IAPD

Other Firms

CENTORBI FINANCIAL GROUP, INC.
EDWARD JONES
LPL FINANCIAL LLC
FORTIS CAPITAL ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
MAINSTREET RIA LLC
THRIVENT INVESTMENT MANAGEMENT INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

CHAD MICHAEL CENTORBI
Stephen Thomas Bommarito
Benjamin Phillip Wishman
James Corey Rudd
Daniel Dean Joseph Farner
John Thomas Farner
Jared M Mora
Bryce Starzyk

Other Offices

CENTORBI FINANCIAL GROUP, INC. · O'FALLON, MO
EDWARD JONES · O'FALLON, MO
EDWARD JONES · OFALLON, MO
EDWARD JONES · O'FALLON, MO
EDWARD JONES · O'FALLON, MO
LPL FINANCIAL LLC · O'FALLON, MO
FORTIS CAPITAL ADVISORS, LLC · O'Fallon, MO
CETERA INVESTMENT ADVISERS LLC · O'FALLON, MO

More in O'fallon, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor