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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-27 |
Branch Locations
36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States
Brookline, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Marlborough | MA | 07/2017 | 10/2022 |
| The Bulfinch Group | Needham | MA | 10/2015 | 12/2016 |
| The Rivers School Conservatory | Weston | MA | 09/1994 | 10/2022 |
| Prudential Insurance Company Of America | Marlborough | MA | 07/2017 | 10/2022 |
| Ameriprise Financial Services, Llc | Wellesley | MA | 10/2022 | Present |
Real Estate Ownership; Multi-Family; 6 Eliot Crescent, Apt. 2, , Brookline, MA, 2467; Not Investment-Related; 07/02/2002. Business Ownership; Other; Other; 35-39 Maple Street, , Summit, NJ, 07901; Not Investment-Related; 12/08/2009; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Schoffmann; Sharon; Treasurer; 49 Ackers Avenue, , Brookline, MA, 2445; Not Investment-Related; 05/01/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Array Services, LLC; Other; 60 Walnut Street, , Wellesley, MA, 02481; Investment-Related; 10/24/2022; 60 during trading hours; 60 hours per month. Other Business Activities; Town Meeting Member; Elected Town Meeting Member in Brookline, MA.; 333 Washington Street, , Brookline, MA, 02445; Not Investment-Related; 11/01/2014; 0 during trading hours; 1 to 9 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-11 |
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