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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-27
  • CT RA
    APPROVED
    Since 2024-06-27

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Brookline, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Marlborough MA 07/2017 10/2022
The Bulfinch Group Needham MA 10/2015 12/2016
The Rivers School Conservatory Weston MA 09/1994 10/2022
Prudential Insurance Company Of America Marlborough MA 07/2017 10/2022
Ameriprise Financial Services, Llc Wellesley MA 10/2022 Present
  • 07/2017 → 10/2022
    Marlborough, MA
  • 10/2015 → 12/2016
    The Bulfinch Group
    Needham, MA
  • 09/1994 → 10/2022
    The Rivers School Conservatory
    Weston, MA
  • 07/2017 → 10/2022
    Prudential Insurance Company Of America
    Marlborough, MA
  • 10/2022 → Present
    Wellesley, MA
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 6 Eliot Crescent, Apt. 2, , Brookline, MA, 2467; Not Investment-Related; 07/02/2002. Business Ownership; Other; Other; 35-39 Maple Street, , Summit, NJ, 07901; Not Investment-Related; 12/08/2009; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Schoffmann; Sharon; Treasurer; 49 Ackers Avenue, , Brookline, MA, 2445; Not Investment-Related; 05/01/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Array Services, LLC; Other; 60 Walnut Street, , Wellesley, MA, 02481; Investment-Related; 10/24/2022; 60 during trading hours; 60 hours per month. Other Business Activities; Town Meeting Member; Elected Town Meeting Member in Brookline, MA.; 333 Washington Street, , Brookline, MA, 02445; Not Investment-Related; 11/01/2014; 0 during trading hours; 1 to 9 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-11
  • S66 Uniform Combined State Law Examination
    2017-09-11
Designations
Other Names
  • Sharon R Schoffmann
  • Sharon Schoffmann

View on SEC IAPD

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