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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneva Advisors, Llc | Chicago | IL | 07/2015 | 08/2017 |
| Franklin Templeton Distributors, Inc | San Mateo | CA | 02/2018 | 10/2020 |
| Unemployed | Marshfield | MA | 09/2017 | 02/2018 |
| Franklin Templeton Financial Services Corp. | San Mateo | CA | 07/2019 | 10/2020 |
| Kovack Securities, Llc | Fort Lauderdale | FL | 01/2021 | 02/2026 |
| Kovack Advisors, Llc | Fort Lauderdale | FL | 01/2021 | 02/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2026 | Present |
| Baker & Eitas Financial Services | Plymouth | MA | 01/2021 | Present |
1. NAME OF OTHER BUSINESS: BAKER & EITAS FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 6.5 BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGER; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/15/2021; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-20 |
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