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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Madison | CT | 10/2013 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Madison | CT | 10/2015 | 11/2021 |
| Jpmorgan Chase Bank, N.A. | Madison | CT | 11/2021 | Present |
| J.P. Morgan Securities Llc | Madison | CT | 11/2021 | Present |
| Wells Fargo Advisors, Llc | Madison | CT | 10/2015 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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