Richard L. Hughes

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2021
  Wells Fargo Bank, Na
  Madison, CT
• 10/2015 → 11/2021
  Wells Fargo Clearing Services, Llc
  Madison, CT
• 11/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Madison, CT
• 11/2021 → Present
  J.P. Morgan Securities Llc
  Madison, CT
• 10/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Madison, CT

Previous Registrations

• 2015-12-28 → 2021-12-07
  Wells Fargo Clearing Services, Llc
  Madison, CT
  Melville, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-28
• S63 Uniform Securities Agent State Law Examination
  2015-12-03

Other Names

• Richard Hughes
• Richard L Hughes
• Richard Lawrence Hughes