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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-31
PA RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2025-05-31
  • PA RA
    APPROVED
    Since 2021-06-29

Branch Locations

1155 Schadt Ave, Whitehall, PA 18052 • United States

7614 Tilghman St, Allentown, PA 18106 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Allentown PA 12/2014 Present
Wells Fargo Advisors, Llc Allentown PA 10/2015 11/2016
Wells Fargo Clearing Services, Llc Allentown PA 11/2016 Present
  • 12/2014 → Present
    Wells Fargo Bank, Na
    Allentown, PA
  • 10/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Allentown, PA
  • 11/2016 → Present
    Allentown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01

View on SEC IAPD

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