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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2019-03-11 |
Branch Locations
Citi Commercial Bank 388 Greenwich Street, New York, NY 10013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 08/2016 | Present |
Rover; Not Investment-related; Nature: Dog walking; New York, New York; Started: 3/31/2022; Title: Dog Walking; Duties: Paid per dog walking/ boarding request; 0 hours are devoted each month during securities trading hours; 10 hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-16 |
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