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Current Employers
Plan Group Financial, Inc.

101 N.E. 82Nd Street Suite 200, Oklahoma City, OK 73114 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-01-26
NE RA APPROVED 2023-01-25
TX RA APPROVED_RES 2023-01-13
  • OK RA
    APPROVED
    Since 2023-01-26
  • NE RA
    APPROVED
    Since 2023-01-25
  • TX RA
    APPROVED_RES
    Since 2023-01-13

Branch Locations

2604 St/ Patrick Ave Suite 6, Grand Island, NE 68803 • United States

101 N.E. 82Nd Street Suite 200, Oklahoma City, OK 73114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Grand Island NE 10/2015 10/2020
Princor Financial Services Corporation Grand Island NE 10/2015 10/2020
Saxony Securities Inc St. Louis MO 10/2020 11/2023
Plan Group Financial, Inc. Oklahoma City OK 10/2020 Present
Private Client Services Grand Island NE 11/2023 Present
  • 10/2015 → 10/2020
    Principal Life Insurance Company
    Grand Island, NE
  • 10/2015 → 10/2020
    Princor Financial Services Corporation
    Grand Island, NE
  • 10/2020 → 11/2023
    Saxony Securities Inc
    St. Louis, MO
  • 10/2020 → Present
    Oklahoma City, OK
  • 11/2023 → Present
    Private Client Services
    Grand Island, NE
Previous Registrations
Other Businesses

1) Crump Life Insurance Services. 4135 North Front Stret, Harrisburg, PA 17110. Life Insurance Broker. Agent, sell fixed life insurance products though Crump. 50 hrs/mo; 50 during trading hrs. 2) Grand Island Northwest Football Coach. 2710 North Road, Grand Island, NE 68803. High School in Grand Island, Nebraska. Defensive Coordinator. 400 hrs/mo; 100 during trading hrs. 3) Plan Group Financial. 101 N.E. 82ND STREET SUITE 200 OKLAHOMA CITY, OK, USA, 731145. RIA. 300 hrs/mo; 200 during trading hrs. 4) Preferred Marketing Associates. 3530 N 163rd Plaza, Omaha, NE 68116. Insurance Broker. Agent. Sell health insurance though them. 50 hrs/mo; 50 during trading hrs. 5) Washington National Insurance. 11825 N Pennsylvania Street, Carmel, IN 46032. Supplemental Health Insurance Company. Receive renewal commissions from Washington National. 6) Private Client Services. 6 NE 63rd Suite #240, Oklahoma City, OK, 73105. Agent. 20hrs/mo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-07
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    2019-03-07
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22

View on SEC IAPD

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